Insolvency and corporate recovery  

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Going bust !

 

When an individual or a business is unable to pay its debts – or in common parlance when it goes bust, there is a very complex area of law to deal with the problem.

 

The problems can also be quite different from the perspective of the person who goes ‘bust’ ( the debtor) and the persons who are owed money ( the creditors).  Creditors can include employees, suppliers, the tax authorities and banks and other lenders. The interests and concerns of the debtors and the creditors are often in conflict. Both parties have rights and obligations, and sometimes there has to be give and take on both sides to achieve the best result for all concerned. Often different creditors have different rights, and these can sometimes be in conflict with each other.

 

There can be many different situations.

 

The problem may be caused through simple bad luck – say an unforeseen accident.

 

It may be caused through bad management and incompetence.

 

It may be caused by dishonesty.

 

The situation may be terminal and beyond redemption. On the other hand, it may be that there is a core business that can be helped to survive if a particular problem can be surmounted.

 

The law has developed to cover all these different possibilities.

 

Firstly, the law seeks to apportion blame if there is blame, or to establish whether nobody is to blame. If there is wrongdoing there are mechanisms in place to punish the wrongdoer.

 

Secondly, the law seeks to protect the innocent, usually the creditors who stand to lose money owed by the business.

 

Thirdly, the law provides methods by which survival can be achieved even in the most difficult circumstances.

 

The law is complex and continually evolving. Anybody involved with any aspect, whether as a debtor or a creditor needs to act very carefully and under professional advice if they are to protect their own interests and those of others.

 

Major changes in the law were made by Parliament in the Enterprise Act 2002. These changes are being brought into operation over a period, and the law that might apply to a particular situation may be the old law or the new law, depending on the circumstances.

 

Peter Brown and Co are able to assist and advise both debtors and creditors as to their rights and responsibilities. Because of the obvious conflict we could never act for both a debtor and creditor in the relation to the same insolvency.

 

The sections below contain links to some of the specific services that Peter Brown & Co is able to offer .

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The debtor’s perspective

 

The creditor’s perspective

Insolvency of individuals

 

The duties of directors of companies

Bankruptcy

 

The Trustee in bankruptcy

The duties and rights of bankrupts

 

The liquidator

The rights of spouses of bankrupts

 

The administrator

Saving the family home

 

The Official Receiver

Liquidation

 

The rights and obligations of creditors

Administration

 

The conduct report

Receivership

 

Wrongful trading

Voluntary arrangements

 

Insolvency offences and penalties

Insolvency of companies

 

Statutory demands – a cheap process

Goods sold with reservation of title

 

Return to summary of services provided

 

 

 

 

 

 

 

The debtor’s perspective ( ie if you are owed money by somebody else)

 

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If you or your company owe money it is vital that you know both your rights and your duties.

 

If a business or an individual is in difficulty, the law has very specific requirements  relating to the behaviour it expects from debtors. They must be careful about the nature of the transactions they enter into, and they must be able to explain their actions to the authorities. Proper professional advice is necessary in order that your actions are not open to criticism.

 

On the other hand, debtors have rights. They must be dealt with fairly and according to strict procedures. And some of their property is not available to meet the claims of their creditors. Again, proper advice is essential. The first port of call might be the Citizens’ Advice Bureau whose services are free of charge, but for more complicated cases professional advice can be helpful

 

See also :-

 

Insolvency of individuals   

The rights of spouses of bankrupts     

The Trustee in bankruptcy 

Saving the family home   

The duties and rights of bankrupts

Insolvency offences and penalties

The Official Receiver  

Statutory demands – what do

Voluntary arrangements  

 

 

 

 

 

 

 

 

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The Trustee in bankruptcy

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If an individual debtor (not a limited company) goes ‘bust’, then the assets of the debtor pass under the control of the court. The Court , or the creditors,appoint a trustee in bankruptcy, whose duty it is to dispose of all the assets for the highest sum possible, and pay what he receives to the creditors, after deducting fees and costs.

 

The debtor (or bankrupt) has very specific duties to co-operate with the trustee, but also has rights against the trustee, particularly with regard to a family home .

 

Advice can often be desirable for a bankrupt, and the first port of call might be the Citizens’ Advice Bureau whose services are free of charge, but for more complicated cases professional advice can be helpful.

 

 

The debtor’s perspective

 

Goods sold with reservation of title

Insolvency of individuals

 

The duties of directors of companies

The duties and rights of bankrupts

 

Voluntary arrangements

The rights of spouses of bankrupts

 

The Official Receiver

Saving the family home

 

Insolvency offences and penalties

 

 

 

 

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The liquidator

 To contact us and ask for our services click here

 

Liquidation is when an insolvent company is ‘terminally ill’. This compares with a receivership or administration, where the company is ‘in intensive care’ and may recover.

 

If a limited company goes ‘bust’, by going into liquidation, then the assets of the company pass under the control of the court, if it is a ‘Compulsory Liquidation’ . If it is a ‘Voluntary Liquidation’ the assets fall under the control of the creditors. The Court or creditors appoint a liquidator, whose duty it is to dispose of all the assets for the highest sum possible, and pay what he receives to the creditors, after deducting fees and costs. A liquidator in a voluntary liquidation also has duties of investigation into the affairs of the company to see if there has been any wrongdoing.

 

The directors of the company have very specific duties to co-operate with the liquidator, who has, under certain circumstances, the right to apply to the court to make the directors personally liable for the debts of the company..

 

Advice can often be  necessary for a director of a company, and the first port of call might be the Citizens’ Advice Bureau whose services are free of charge, but for more complicated cases professional advice can be helpful

 

 

The Official Receiver

 

The creditor’s perspective

The rights and obligations of creditors

 

The duties of directors of companies

The conduct report

 

Insolvency of companies

Wrongful trading

 

Goods sold with reservation of title

Insolvency offences and penalties

 

 

 

 

 

 

 

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The administrator

 To contact us and ask for our services click here

 

 

Liquidation is when an insolvent company is ‘terminally ill’. This compares with a receivership or administration, where the company is ‘in intensive care’ and may recover.

 

If a limited company goes into ‘Administration’ , the control of the company transfers to an Administrator appointed by the Court or by the creditors. An Administrator’s duty is to effect a better disposal of assets than would be the case in a liquidation, or to attempt to secure the survival of the underlying business as a going concern, or to come to some arrangement with the creditors.

 

For a business that has hit troubled times, the appointment of an administrator may not necessarily be a bad thing. It may provide the breathing space to allow a business to recover. On the other hand, if the administrator is not successful, the company may eventually go into liquidation.

 

If you are a creditor who is owed money by a company that goes into administration, you may need professional advice about your position, your rights to recover money or goods, and what you are entitled to expect from the administrator.

 

Voluntary arrangements

 

The creditor’s perspective

Insolvency of companies

 

The duties of directors of companies

Goods sold with reservation of title

 

The rights and obligations of creditors

Insolvency offences and penalties

 

The conduct report

 

 

 

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The duties and rights of bankrupts

 

 

A bankrupt must fully disclose his or her affairs to the trustee. He or she must keep the trustee informed about his sources of income , even after becoming bankrupt. He must assist the trustee and the Official Receiver with their enquiries in the past history. He or she cannot incur credit, except for very small amounts (currently under £250) without disclosing the bankruptcy. This will include such items as household expenses such as electricity bills. There are a number of restrictions on what the bankrupt can and cannot do.

 

On the other hand, the bankrupt may have rights in any pension funds, and under new legislation may have rights in a matrimonial home. A bankrupt has the right to keep the basic tools of his trade, without them being seized by his trustee.

 

They must be dealt with fairly and according to strict procedures. Proper advice is essential. The first port of call might be the Citizens’ Advice Bureau whose services are free of charge, but for more complicated cases professional advice can be helpful

 

The debtor’s perspective

 

The rights of spouses of bankrupts

Insolvency of individuals

 

Saving the family home

 

 

The Trustee in bankruptcy

Voluntary arrangements

 

Insolvency offences and penalties

 

 

To contact us and ask for our services click here

 

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 Insolvency of individuals

 

 

An individual becomes insolvent when he or she is unable to meet his debts as they fall due, or when liabilities exceed assets. Many individual in such circumstances struggle on, living from hand to mouth. This is unwise, because not only may they be breaking the criminal law by so doing, but the stress and pressure of living under the burden of a mountain of debt is good neither for the health of the individual or his or hers personal relationships.

 

The law has developed over the last few centuries in a way that both protects creditors from dishonest debtors, but on the other hand gives a way out that will enable the debtor to reconstruct his life. In the past, there was extreme stigma attached to bankruptcy, but the climate is changing as it is recognised that many individuals do not arrive at the position as a result of blameworthy actions, but rather through force of circumstances.

 

The Enterprise Act 2002 has continued that trend.

 

To individuals with debt problems there are effectively three routes they may choose to follow .

 

The first is an informal agreement with his creditors. This is an area that a Citizens’ Advice Bureau is well placed to deal with, free of charge. This is recommended as the first port of call.

 

After that , an individual voluntary arrangement might be considered . This is a formal agreement with creditors sanctioned by the court.  It very much depends on the circumstances  whether this is the appropriate way forward.

 

The third step is the more drastic one of bankruptcy.

 

It is in these last two areas that professional help can be of assistance.

 

The debtor’s perspective

 

Insolvency offences and penalties

Insolvency of individuals

 

Voluntary arrangements

 

 

The Trustee in bankruptcy

The duties and rights of bankrupts

 

Saving the family home

The rights of spouses of bankrupts

 

The Official Receiver

 

 

To contact us and ask for our services click here

 

 

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Insolvency of Companies

To contact us and ask for our services click here

 

Companies do not go bankrupt – that is a legal term in the UK that is applied only to individuals.

 

A company can be liquidated – which means it ceases to exist, and the liquidator is a professional who is similar to an undertaker.

 

A company can go into administration or receivership, which is more akin to somebody going into intensive care. There is always a possibility that a company in administration or receivership can rise from the ashes.

 

Administration is a process that attempts to save the worthwhile parts of a business that has fallen into dififculties.

 

The law relating to companies that are in financial difficulties is complex and there can be criminal sanctions if the directors of such a company do not take the correct steps.

 

Professional advice is essential.

 

 

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Receivership

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Receivership is a situation where a secured creditor, such as a bank, has rights to enforce his security.

 

The law relating to companies that are in financial difficulties is complex and there can be criminal sanctions if the directors of such a company do not take the correct steps.

 

Professional advice is essential.

 

 

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Voluntary arrangements

To contact us and ask for our services click here

 

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The rights of spouses of bankrupts

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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Saving the family home

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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The Official Receiver

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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The rights and obligations of creditors

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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The conduct report

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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Wrongful trading

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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Insolvency offences and penalties

To contact us and ask for our services click here

 

This section is being updated – please return shortly

 

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The creditor’s perspective ( ie if somebody owes you money)

To contact us and ask for our services click here

 

If you are owed money, then professional advice can help to guide you through the legal minefield and even if it does not get your money back, it may help bring to account those whose perhaps reckless or criminal activities have caused your losses.

 

 

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The duties and responsibilities of directors of insolvent companies

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The directors of a company that is insolvent can, in certain circumstances, go to prison. Their prime duty is to the creditors of their company and to the comopany itself.

 

It is vital that every decision taken by a director of an insolvent company is the correct decision, and the law gives such directors specific protection if they have sought proper professional advice and have acted on that advice.

 

Professional advice in these situations is almost like an insurance policy.

 

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The statutory demand  – a cheaper alternative for  collection of undisputed debts

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Statutory demands are a process allowed for under the Insolvency Act. They may be issued against individuals or against companies, with slight differences in procedures for the two types of entities. Statutory demands can only be used if the debt is undisputed. If there is a bona fide dispute, then the normal methods of debt collection should be used.

 

In essence, if a form demanding payment is left at the residential or trading address of an individual or at the registered office of a limited company, the debtor has 21 days in which either to pay the debt or to come to a binding agreement with the creditor on how the liability should be met.  Any binding arrangement must be to the satisfaction of the creditor. The debtor may apply to the Court within 18 days to have the demand set aside on technical grounds or on the basis that there is no undisputed debt in excess of £750.

 

If application to the Court to have the statutory demand set aside is not made within 18 days, or if the debt is unpaid within 21 days, then the creditor has the right to present a bankruptcy petition to the court and to apply for a bankruptcy order in the case of individuals or a winding up order in the case of companies. Usually the individual or company will have no defence to those proceedings, and it will result in the automatic bankruptcy or liquidation.

 

Issuing a statutory demand must be done carefully and precisely to meet the legal requirements, but it is a very low cost method of ensuring a debt is paid.

 

Peter Brown & Co offer a service that enables a statutory demand to be issued from as little as £30 , with any further work after the issuing of the demand being charged for on a time basis. Very often there is little further work to be done after the demand is issues, as most debtors pay up immediately upon receipt of a demand.

 

Anybody receiving a statutory demand should always seek immediate professional advice, and Peter Brown & Co would be able to advise.

 

 

 

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 Peter Brown & Co is a trading name of Undershot Ltd, registered in England , no 4114468. Director :-  P.Brown FCCA, FCIE,DchA,BSc.The registered office is Acomb Grange, Grange Lane, York, YO23 3QZ.

 

Last modified 07/02/09